Senior Compliance Officer - Chinese

A Swiss Bank is looking for an experienced Compliance Officer to join them as soon as possible in their office in Hong Kong. The Bank is international and growing their clientele in the last 10 years so we are also looking for people who are targeting progression, and who want to step up in their careers. The Bank is growing through sustainable solutions and improvements which will give the chance to work in stable company.

Tasks:

• Responsible for clients on-boarding from a compliance prospective including but not limited to KYC, AML, client suitability, etc. target clients will be mainly Professional Investors in Hong Kong and Singapore with further plans to include other markets in the region;
• Update and develop compliance manuals for all offices in the region to ensure that they reflect applicable regulatory guidelines, best practices and internal standards;
• Conduct independent review of staff activities according to regulations and internal policies, and recommend solutions to management in case of any breaches;
• Collaborate closely with other entities including the group's head quarter in Zurich in order to ensure consistency, efficiency and accomplishment of the group's overall Compliance framework;
• Maintain the optimal balance between our client-focused culture and 100% compliant business practice;
• Prepare and provide on-going compliance trainings to all staff in Asia;
• Quarterly travel to Singapore or other offices of our client may be required

• University degree in economics / law or equivalent
• 7+ years relevant compliance experience in the region, dual working experience with
  MAS and SFC will be a major plus;
• Solid knowledge on unlisted structure investment products market in Asia (Note and OTC),
  with a strong understanding of cross-border topics;
• Possess the overall compliance know-how on how to run licensed entities in Hong Kong and Singapore;
• Fluent in written and spoken Cantonese Chinese and English is a must;

NonStop Finance is a niche Banking & Financial Services consultancy focused on the recruitment of mid to senior level risk, compliance, financial crime, transformation and accounting professionals in the financial centres of Europe.

Swiss-headquartered with fully licenced and staffed offices across Europe, we are renowned for professionalism, unrivaled industry knowledge and extensive candidate networks.

The service our multinational, multilingual teams provide is underpinned by an in-house Quality Assurance team, something unique in our industry.